mirror of
https://github.com/Imbad0202/academic-research-skills.git
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1206 lines
45 KiB
Python
1206 lines
45 KiB
Python
#!/usr/bin/env python3
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"""Finalize, replay-validate, and render the bounded #681 LLM advisory.
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The runtime consumes evaluator judgments only as explicit input. It performs no
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model call, prose classification, retrieval, directory scan, or ambient source
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lookup. Every authority and packet pointer is re-established from the complete
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#666/#667 named input set before it is copied into the advisory carrier.
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"""
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from __future__ import annotations
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import argparse
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import copy
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import datetime as dt
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import json
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import re
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import sys
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import unicodedata
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from collections.abc import Mapping
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from pathlib import Path
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from typing import Any, NoReturn
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try: # Direct execution puts scripts/ on sys.path.
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from build_submission_packet_manifest import validate_submission_packet_manifest
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from evidence_rows import (
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ADVISORY_SCHEMA_VERSION,
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ADVISORY_SURFACE,
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DOCUMENT_LOCATOR_PROVENANCE,
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EvidenceRowError,
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build_advisory,
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render_markdown as render_evidence_rows_markdown,
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strict_percent_decode,
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)
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from resolve_human_subjects_authority import ContractError, digest, load_json
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except ModuleNotFoundError: # Package-style imports used by some test runners.
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from scripts.build_submission_packet_manifest import ( # type: ignore[no-redef]
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validate_submission_packet_manifest,
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)
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from scripts.evidence_rows import ( # type: ignore[no-redef]
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ADVISORY_SCHEMA_VERSION,
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ADVISORY_SURFACE,
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DOCUMENT_LOCATOR_PROVENANCE,
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EvidenceRowError,
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build_advisory,
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render_markdown as render_evidence_rows_markdown,
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strict_percent_decode,
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)
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from scripts.resolve_human_subjects_authority import ( # type: ignore[no-redef]
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ContractError,
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digest,
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load_json,
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)
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DRAFT_SCHEMA_VERSION = "content-coverage-advisory-draft/1.0"
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REPORT_SCHEMA_VERSION = "content-coverage-advisory/1.0"
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LAYER = "LLM-ADVISORY"
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EVALUATION_STATUS = "UNMEASURED"
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MAX_JUDGMENTS = 4096
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MAX_SESSION_CONTENT_BYTES = 64 * 1024 * 1024
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MAX_TOTAL_SESSION_CONTENT_BYTES = 256 * 1024 * 1024
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MAX_ADVISORY_BYTES = 8 * 1024 * 1024
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MAX_RENDER_PAGE_SIZE = 25
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PERFORMED_STATUSES = frozenset({"DOCUMENTED", "NOT_LOCATED", "CONFLICTING"})
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ADVISORY_STATUSES = frozenset(
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{
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"DOCUMENTED",
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"NOT_LOCATED",
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"CONFLICTING",
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"APPLICABILITY_UNRESOLVED",
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"ACCEPTANCE_UNVERIFIED",
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}
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)
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FAILURE_STATES = frozenset(
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{"not_checked", "source_missing", "access_failed", "retrieval_failed"}
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)
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LOCATOR_KINDS = frozenset({"document", "page", "section", "paragraph", "other"})
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REASON_CODES = frozenset(
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{
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"ALL_EXPECTATIONS_APPEAR_COVERED",
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"EXPECTATION_NOT_LOCATED",
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"CONFLICTING_COVERAGE_OBSERVATIONS",
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"COVERAGE_CHECK_NOT_PERFORMED",
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"SESSION_CONTENT_NOT_PROVIDED",
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"SOURCE_ACCESS_FAILED",
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"SOURCE_RETRIEVAL_FAILED",
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"DETERMINISTIC_PACKET_GAP",
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"DETERMINISTIC_PACKET_CONFLICT",
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"WAIVER_OR_EXCEPTION_BOUNDARY",
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"EXTERNAL_DEPENDENCY",
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"APPLICABILITY_UNRESOLVED",
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"NO_PROFILED_STRUCTURED_EXPECTATIONS",
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"INSTITUTIONAL_ACCEPTANCE_REQUIRED",
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}
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)
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_RFC3339_RE = re.compile(
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r"^[0-9]{4}-[0-9]{2}-[0-9]{2}[Tt]"
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r"(?:[01][0-9]|2[0-3]):[0-5][0-9]:[0-5][0-9]"
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r"(?:\.[0-9]+)?(?:[Zz]|[+-](?:[01][0-9]|2[0-3]):[0-5][0-9])$"
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)
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FAILURE_REASON = {
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"not_checked": "COVERAGE_CHECK_NOT_PERFORMED",
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"source_missing": "SESSION_CONTENT_NOT_PROVIDED",
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"access_failed": "SOURCE_ACCESS_FAILED",
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"retrieval_failed": "SOURCE_RETRIEVAL_FAILED",
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}
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STATUS_REASON = {
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"DOCUMENTED": "ALL_EXPECTATIONS_APPEAR_COVERED",
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"NOT_LOCATED": "EXPECTATION_NOT_LOCATED",
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"CONFLICTING": "CONFLICTING_COVERAGE_OBSERVATIONS",
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}
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class ContentCoverageAdvisoryError(ValueError):
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"""A #681 draft, binding, or report violates the frozen contract."""
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class ContentCoverageAdvisoryInputError(ContentCoverageAdvisoryError):
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"""A named CLI input could not be loaded as a supported strict value."""
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def _fail(path: str, message: str) -> NoReturn:
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raise ContentCoverageAdvisoryError(f"{path}: {message}")
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def _closed(value: Any, path: str, fields: set[str]) -> dict[str, Any]:
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if not isinstance(value, dict):
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_fail(path, "must be an object")
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missing = fields - set(value)
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extra = set(value) - fields
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if missing:
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_fail(path, f"missing field(s): {', '.join(sorted(missing))}")
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if extra:
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_fail(path, f"undeclared field(s): {', '.join(sorted(extra))}")
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return value
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def _array(value: Any, path: str, *, maximum: int = MAX_JUDGMENTS) -> list[Any]:
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if not isinstance(value, list):
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_fail(path, "must be an array")
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if len(value) > maximum:
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_fail(path, f"exceeds {maximum} items")
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return value
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def _text(value: Any, path: str, *, maximum: int = 1000, empty: bool = False) -> str:
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if not isinstance(value, str) or (not empty and not value):
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_fail(path, "must be a string" + ("" if empty else " with at least one character"))
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if len(value) > maximum:
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_fail(path, f"must not exceed {maximum} characters")
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for character in value:
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code = ord(character)
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if code == 127 or code < 32 or 0xD800 <= code <= 0xDFFF:
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_fail(path, "contains a forbidden control or surrogate character")
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if unicodedata.category(character) in {"Cf", "Zl", "Zp"}:
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_fail(path, "contains a forbidden format or line-separator character")
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return value
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def _identifier(value: Any, path: str) -> str:
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text = _text(value, path, maximum=200)
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if not text[0].isalnum() or not text[0].isascii() or not all(
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character.isascii()
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and (character.islower() or character.isdigit() or character in "._-")
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for character in text
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):
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_fail(path, "must use lowercase ASCII letters, digits, dot, underscore, or hyphen")
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return text
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def _enum(value: Any, path: str, choices: frozenset[str] | set[str]) -> str:
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if not isinstance(value, str) or value not in choices:
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_fail(path, f"must be one of {sorted(choices)}")
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return value
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def _timestamp(value: Any, path: str) -> str:
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text = _text(value, path, maximum=100)
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if _RFC3339_RE.fullmatch(text) is None:
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_fail(path, "must be an RFC 3339 date-time with an offset")
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candidate = text[:-1] + "+00:00" if text[-1] in {"Z", "z"} else text
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try:
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dt.datetime.fromisoformat(candidate)
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except ValueError as exc:
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_fail(path, f"must be a real RFC 3339 date-time: {exc}")
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return text
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def _canonical_bytes(value: Any) -> bytes:
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try:
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return json.dumps(
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value,
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ensure_ascii=False,
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sort_keys=True,
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separators=(",", ":"),
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allow_nan=False,
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).encode("utf-8", errors="strict")
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except (TypeError, ValueError, UnicodeError, RecursionError) as exc:
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_fail("value", f"cannot be serialized canonically: {exc}")
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def _enforce_advisory_byte_limit(value: Any) -> None:
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size = len(_canonical_bytes(value))
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if size > MAX_ADVISORY_BYTES:
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_fail("advisory", f"canonical carrier exceeds {MAX_ADVISORY_BYTES} bytes")
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def _pointer_get(root: dict[str, Any], pointer: str, path: str) -> Any:
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if not isinstance(pointer, str) or not pointer.startswith("/"):
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_fail(path, "must be an absolute JSON Pointer")
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current: Any = root
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for token in pointer[1:].split("/"):
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if "~" in token:
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token = token.replace("~1", "/").replace("~0", "~")
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if isinstance(current, list):
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if not token.isdigit() or (len(token) > 1 and token.startswith("0")):
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_fail(path, "contains an invalid array index")
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index = int(token)
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if index >= len(current):
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_fail(path, "does not resolve")
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current = current[index]
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elif isinstance(current, dict) and token in current:
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current = current[token]
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else:
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_fail(path, "does not resolve")
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return current
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def _validate_session_contents(value: Mapping[str, str]) -> dict[str, str]:
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if not isinstance(value, Mapping):
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_fail("session_contents", "must be an artifact_id-to-text mapping")
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result: dict[str, str] = {}
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total = 0
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for count, (key, content) in enumerate(value.items(), start=1):
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if count > 512:
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_fail("session_contents", "exceeds 512 explicitly supplied artifacts")
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artifact_id = _identifier(key, "session_contents key")
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if artifact_id in result:
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_fail(
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f"session_contents.{artifact_id}",
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"duplicates an earlier explicitly supplied artifact",
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)
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if not isinstance(content, str):
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_fail(f"session_contents.{artifact_id}", "must be a string")
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try:
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size = len(content.encode("utf-8", errors="strict"))
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except UnicodeError as exc:
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_fail(f"session_contents.{artifact_id}", f"is not strict UTF-8: {exc}")
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if size > MAX_SESSION_CONTENT_BYTES:
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_fail(f"session_contents.{artifact_id}", "exceeds 64 MiB")
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total += size
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if total > MAX_TOTAL_SESSION_CONTENT_BYTES:
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_fail("session_contents", "exceeds 256 MiB total")
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result[artifact_id] = content
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return result
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def _validate_draft(draft: dict[str, Any]) -> list[dict[str, Any]]:
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root = _closed(draft, "draft", {"schema_version", "layer", "judgments"})
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if root["schema_version"] != DRAFT_SCHEMA_VERSION:
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_fail("draft.schema_version", f"must equal {DRAFT_SCHEMA_VERSION}")
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if root["layer"] != LAYER:
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_fail("draft.layer", f"must equal {LAYER}")
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judgments: list[dict[str, Any]] = []
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seen: set[tuple[Any, ...]] = set()
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fields = {
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"requirement_id",
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"expectation_pointer",
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"artifact_id",
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"coverage_check_state",
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"advisory_coverage_status",
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"document_locator",
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"quoted_anchor_encoded",
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"failure_state",
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"captured_at",
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}
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for index, raw in enumerate(_array(root["judgments"], "draft.judgments")):
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path = f"draft.judgments[{index}]"
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row = _closed(raw, path, fields)
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requirement_id = _identifier(row["requirement_id"], f"{path}.requirement_id")
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expectation_pointer = _text(
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row["expectation_pointer"], f"{path}.expectation_pointer", maximum=2000
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)
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artifact_id = _identifier(row["artifact_id"], f"{path}.artifact_id")
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check_state = _enum(
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row["coverage_check_state"],
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f"{path}.coverage_check_state",
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frozenset({"performed", "not_checked"}),
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)
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locator = _closed(row["document_locator"], f"{path}.document_locator", {"kind", "value"})
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normalized_locator = {
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"kind": _enum(locator["kind"], f"{path}.document_locator.kind", LOCATOR_KINDS),
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"value": _text(locator["value"], f"{path}.document_locator.value", maximum=500),
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}
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encoded = _text(
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row["quoted_anchor_encoded"],
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f"{path}.quoted_anchor_encoded",
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maximum=12000,
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empty=True,
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)
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try:
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decoded = strict_percent_decode(encoded)
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except EvidenceRowError as exc:
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_fail(f"{path}.quoted_anchor_encoded", str(exc))
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status = row["advisory_coverage_status"]
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failure = row["failure_state"]
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captured_at = row["captured_at"]
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if check_state == "performed":
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status = _enum(status, f"{path}.advisory_coverage_status", PERFORMED_STATUSES)
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if failure is not None:
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_fail(f"{path}.failure_state", "must be null when coverage_check_state=performed")
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if status in {"DOCUMENTED", "CONFLICTING"} and not decoded:
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_fail(f"{path}.quoted_anchor_encoded", f"status={status} requires a quote")
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if status == "NOT_LOCATED" and decoded:
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_fail(f"{path}.quoted_anchor_encoded", "NOT_LOCATED requires an empty anchor")
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if status in {"DOCUMENTED", "CONFLICTING"}:
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captured_at = _timestamp(captured_at, f"{path}.captured_at")
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elif captured_at is not None:
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_fail(f"{path}.captured_at", "NOT_LOCATED requires null")
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else:
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if status is not None:
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_fail(f"{path}.advisory_coverage_status", "must be null when not_checked")
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failure = _enum(failure, f"{path}.failure_state", FAILURE_STATES)
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if decoded:
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_fail(f"{path}.quoted_anchor_encoded", "not_checked requires an empty anchor")
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if captured_at is not None:
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_fail(f"{path}.captured_at", "not_checked requires null")
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normalized = {
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"requirement_id": requirement_id,
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"expectation_pointer": expectation_pointer,
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"artifact_id": artifact_id,
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"coverage_check_state": check_state,
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"advisory_coverage_status": status,
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"document_locator": normalized_locator,
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"quoted_anchor_encoded": encoded,
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"failure_state": failure,
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"captured_at": captured_at,
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}
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identity = (
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requirement_id,
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expectation_pointer,
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artifact_id,
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check_state,
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status,
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normalized_locator["kind"],
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normalized_locator["value"],
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encoded,
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failure,
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captured_at,
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)
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if identity in seen:
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_fail(path, "duplicates an earlier exact coverage observation")
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seen.add(identity)
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judgments.append(normalized)
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return judgments
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def _manifest_entry_ref(entry: dict[str, Any]) -> dict[str, Any]:
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return {
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"evidence_ref": copy.deepcopy(entry["evidence_ref"]),
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"responsibility": entry["responsibility"],
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"deterministic_status": entry["status"],
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"reason_codes": copy.deepcopy(entry["reason_codes"]),
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"matched_artifact_ids": copy.deepcopy(entry["matched_artifact_ids"]),
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}
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def _authority_anchor_ref(requirement: dict[str, Any], pointer: str) -> dict[str, Any]:
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anchor = requirement["authority_anchor"]
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return {
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"authority_anchor_pointer": pointer + "/authority_anchor",
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"authority_anchor_digest": digest(anchor),
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"source_id": anchor["source_id"],
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"provision": anchor["provision"],
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"effective_date": anchor["effective_date"],
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"authority_url": anchor["authority_url"],
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}
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def _artifact_indexes(
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inventory: dict[str, Any], manifest: dict[str, Any]
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) -> tuple[dict[str, dict[str, Any]], dict[str, dict[str, Any]]]:
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artifacts = {row["artifact_id"]: row for row in inventory["artifacts"]}
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observations = {row["artifact_id"]: row for row in manifest["packet_observations"]}
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return artifacts, observations
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def _evidence_row(
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*,
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row_number: int,
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judgment: dict[str, Any],
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requirement_ref: dict[str, Any],
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expectation: dict[str, Any],
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artifact: dict[str, Any],
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observation: dict[str, Any],
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session_contents: dict[str, str],
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) -> dict[str, Any]:
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artifact_id = judgment["artifact_id"]
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failure = judgment["failure_state"]
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check_state = judgment["coverage_check_state"]
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source_text = session_contents.get(artifact_id)
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if check_state == "performed" and source_text is None:
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_fail(
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f"draft judgment {artifact_id}",
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"performed coverage requires explicit session-held content",
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)
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if failure in {"source_missing", "access_failed", "retrieval_failed"} and source_text is not None:
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_fail(
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f"draft judgment {artifact_id}.failure_state",
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"contradicts explicitly supplied session content",
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)
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expectation_pointer = judgment["expectation_pointer"]
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template = {
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"schema_version": ADVISORY_SCHEMA_VERSION,
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"surface": ADVISORY_SURFACE,
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"row_id": f"EVR-CC-{row_number:06d}",
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"coverage_subject": {
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"requirement_id": requirement_ref["requirement_id"],
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"requirement_pointer": requirement_ref["requirement_pointer"],
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"authority_anchor_pointer": requirement_ref["authority_anchor_pointer"],
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"expectation_field_id": expectation["field_id"],
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"expectation_pointer": expectation_pointer,
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"expectation_digest": digest(expectation),
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"document_locator": {
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**judgment["document_locator"],
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"provenance": DOCUMENT_LOCATOR_PROVENANCE,
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},
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},
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"source": {
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"artifact_id": artifact_id,
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"relative_path": artifact["relative_path"],
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"source_artifact_sha256": observation["observed_sha256"],
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"source_artifact_size_bytes": observation["observed_size_bytes"],
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},
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"anchor": {
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"kind": (
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"quote"
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if judgment["advisory_coverage_status"] in {"DOCUMENTED", "CONFLICTING"}
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else "none"
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),
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"value_encoded": judgment["quoted_anchor_encoded"],
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},
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"content_handling": {
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"sharing_scope": "session_only",
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"rights_basis": "not_assessed",
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},
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}
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try:
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return build_advisory(
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template,
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source_text if check_state == "performed" else None,
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failure_state=failure,
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captured_at=judgment["captured_at"],
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)
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except EvidenceRowError as exc:
|
|
_fail(f"evidence row {row_number}", str(exc))
|
|
|
|
|
|
def _finding_from_judgments(
|
|
*,
|
|
requirement_ref: dict[str, Any],
|
|
expectation: dict[str, Any],
|
|
expectation_pointer: str,
|
|
judgments: list[dict[str, Any]],
|
|
allowed_artifacts: set[str],
|
|
artifacts: dict[str, dict[str, Any]],
|
|
observations: dict[str, dict[str, Any]],
|
|
session_contents: dict[str, str],
|
|
row_counter: list[int],
|
|
) -> dict[str, Any]:
|
|
if not judgments:
|
|
_fail(expectation_pointer, "is missing explicit draft accounting")
|
|
if len(judgments) > 512:
|
|
_fail(expectation_pointer, "exceeds 512 evidence rows")
|
|
states = {row["coverage_check_state"] for row in judgments}
|
|
statuses = {row["advisory_coverage_status"] for row in judgments}
|
|
if len(states) != 1 or len(statuses) != 1:
|
|
_fail(expectation_pointer, "cannot mix check states or advisory statuses")
|
|
check_state = next(iter(states))
|
|
status = next(iter(statuses))
|
|
if status == "CONFLICTING":
|
|
if len(judgments) < 2:
|
|
_fail(expectation_pointer, "CONFLICTING requires two distinct positive passages")
|
|
elif status == "NOT_LOCATED":
|
|
if {row["artifact_id"] for row in judgments} != allowed_artifacts or len(judgments) != len(allowed_artifacts):
|
|
_fail(
|
|
expectation_pointer,
|
|
"NOT_LOCATED must account exactly once for every eligible artifact",
|
|
)
|
|
elif len(judgments) != 1:
|
|
_fail(expectation_pointer, "DOCUMENTED and not_checked findings require one evidence row")
|
|
|
|
evidence: list[dict[str, Any]] = []
|
|
for judgment in sorted(
|
|
judgments,
|
|
key=lambda row: (
|
|
row["artifact_id"],
|
|
row["document_locator"]["kind"],
|
|
row["document_locator"]["value"],
|
|
row["quoted_anchor_encoded"],
|
|
"" if row["captured_at"] is None else row["captured_at"],
|
|
"" if row["failure_state"] is None else row["failure_state"],
|
|
"" if row["advisory_coverage_status"] is None else row["advisory_coverage_status"],
|
|
),
|
|
):
|
|
artifact_id = judgment["artifact_id"]
|
|
if artifact_id not in allowed_artifacts:
|
|
_fail(
|
|
expectation_pointer,
|
|
f"artifact {artifact_id!r} is not in a packet-owned DOCUMENTED entry",
|
|
)
|
|
artifact = artifacts.get(artifact_id)
|
|
observation = observations.get(artifact_id)
|
|
if artifact is None or observation is None or observation["state"] != "located":
|
|
_fail(expectation_pointer, f"artifact {artifact_id!r} lacks a located observation")
|
|
row_counter[0] += 1
|
|
evidence.append(
|
|
_evidence_row(
|
|
row_number=row_counter[0],
|
|
judgment=judgment,
|
|
requirement_ref=requirement_ref,
|
|
expectation=expectation,
|
|
artifact=artifact,
|
|
observation=observation,
|
|
session_contents=session_contents,
|
|
)
|
|
)
|
|
if status == "CONFLICTING":
|
|
replay_row_identities = {
|
|
(
|
|
row["source"]["artifact_id"],
|
|
row["excerpt"]["excerpt_sha256"],
|
|
row["excerpt"]["source_span_utf8"]["start"],
|
|
row["excerpt"]["source_span_utf8"]["end"],
|
|
row["coverage_subject"]["document_locator"]["kind"],
|
|
row["coverage_subject"]["document_locator"]["value"],
|
|
)
|
|
for row in evidence
|
|
}
|
|
replay_passage_identities = {
|
|
identity[:4] for identity in replay_row_identities
|
|
}
|
|
if len(replay_row_identities) < 2 or len(replay_passage_identities) < 2:
|
|
_fail(
|
|
expectation_pointer,
|
|
"CONFLICTING requires two distinct replayed passage hashes or UTF-8 spans",
|
|
)
|
|
reason = (
|
|
STATUS_REASON[status]
|
|
if check_state == "performed"
|
|
else FAILURE_REASON[judgments[0]["failure_state"]]
|
|
)
|
|
return {
|
|
"requirement_id": requirement_ref["requirement_id"],
|
|
"authority_anchor_pointer": requirement_ref["authority_anchor_pointer"],
|
|
"expectation_ref": {
|
|
"field_id": expectation["field_id"],
|
|
"expectation_pointer": expectation_pointer,
|
|
"expectation_digest": digest(expectation),
|
|
},
|
|
"coverage_check_state": check_state,
|
|
"advisory_coverage_status": status,
|
|
"reason_codes": [reason],
|
|
"evidence_rows": evidence,
|
|
}
|
|
|
|
|
|
def _ineligible_result(
|
|
requirement_ref: dict[str, Any],
|
|
requirement: dict[str, Any],
|
|
entries: list[dict[str, Any]],
|
|
*,
|
|
applicability_unresolved: bool = False,
|
|
) -> dict[str, Any] | None:
|
|
external = [row for row in entries if row["responsibility"] == "external_dependency"]
|
|
waiver = [
|
|
row
|
|
for row in entries
|
|
if row["responsibility"] == "packet_owned"
|
|
if row["status"] == "ACCEPTANCE_UNVERIFIED"
|
|
and "WAIVER_OR_EXCEPTION_CLAIM_UNVERIFIED" in row["reason_codes"]
|
|
]
|
|
conflicts = [
|
|
row
|
|
for row in entries
|
|
if row["responsibility"] == "packet_owned" and row["status"] == "CONFLICTING"
|
|
]
|
|
gaps = [
|
|
row
|
|
for row in entries
|
|
if row["responsibility"] == "packet_owned" and row["status"] == "NOT_LOCATED"
|
|
]
|
|
documented = [
|
|
row
|
|
for row in entries
|
|
if row["responsibility"] == "packet_owned" and row["status"] == "DOCUMENTED"
|
|
]
|
|
status: str | None = None
|
|
reasons: list[str]
|
|
if applicability_unresolved:
|
|
status = "APPLICABILITY_UNRESOLVED"
|
|
reasons = ["APPLICABILITY_UNRESOLVED"]
|
|
elif conflicts:
|
|
reasons = ["DETERMINISTIC_PACKET_CONFLICT"]
|
|
elif gaps:
|
|
reasons = ["DETERMINISTIC_PACKET_GAP"]
|
|
elif waiver:
|
|
status = "ACCEPTANCE_UNVERIFIED"
|
|
reasons = ["WAIVER_OR_EXCEPTION_BOUNDARY", "INSTITUTIONAL_ACCEPTANCE_REQUIRED"]
|
|
elif documented and not requirement["structured_expectations"]:
|
|
reasons = ["NO_PROFILED_STRUCTURED_EXPECTATIONS"]
|
|
elif documented:
|
|
# External dependencies remain visible in deterministic_entry_refs but
|
|
# do not suppress passage checks over packet-owned documented artifacts.
|
|
return None
|
|
elif external:
|
|
status = "ACCEPTANCE_UNVERIFIED"
|
|
reasons = ["EXTERNAL_DEPENDENCY", "INSTITUTIONAL_ACCEPTANCE_REQUIRED"]
|
|
else:
|
|
reasons = ["DETERMINISTIC_PACKET_GAP"]
|
|
return {
|
|
"requirement_ref": copy.deepcopy(requirement_ref),
|
|
"authority_anchor_ref": _authority_anchor_ref(
|
|
requirement, requirement_ref["requirement_pointer"]
|
|
),
|
|
"deterministic_entry_refs": [_manifest_entry_ref(row) for row in entries],
|
|
"coverage_check_state": "not_checked",
|
|
"advisory_coverage_status": status,
|
|
"reason_codes": reasons,
|
|
"expectation_findings": [],
|
|
}
|
|
|
|
|
|
def _overlay_applicability_unresolved(manifest: dict[str, Any]) -> bool:
|
|
"""Return the sole open-gate unresolved state supported by #681.
|
|
|
|
Exact #667 replay guarantees that closed authority/capability states never
|
|
carry requirement entries. Missing overlay selection is different: base
|
|
entries remain available, but their applicability is not complete enough
|
|
for passage evaluation.
|
|
"""
|
|
|
|
reasons = manifest["unresolved_reasons"]
|
|
if not reasons:
|
|
return False
|
|
if all(row["code"] == "OVERLAY_SELECTION_NOT_PROVIDED" for row in reasons):
|
|
return True
|
|
_fail(
|
|
"manifest.unresolved_reasons",
|
|
"an open #681 gate permits only unresolved overlay-selection accounting",
|
|
)
|
|
|
|
|
|
def _preflight(
|
|
manifest: dict[str, Any],
|
|
inventory: dict[str, Any],
|
|
packet_root: Path | str,
|
|
context: dict[str, Any],
|
|
registry: dict[str, Any],
|
|
resolved: dict[str, Any],
|
|
) -> dict[str, Any]:
|
|
"""Replay the deterministic layer and fail before advisory inputs are read."""
|
|
|
|
try:
|
|
validate_submission_packet_manifest(
|
|
manifest,
|
|
inventory,
|
|
packet_root,
|
|
context=context,
|
|
registry=registry,
|
|
resolved=resolved,
|
|
)
|
|
except (ContractError, OSError, ValueError, RecursionError, UnicodeError) as exc:
|
|
_fail("manifest replay", str(exc))
|
|
binding = manifest["authority_binding"]
|
|
if (
|
|
binding["state"] != "replay_validated"
|
|
or binding["resolution_state"] != "resolved"
|
|
or not binding["downstream_gate"]["profile_dependent_result_allowed"]
|
|
):
|
|
_fail(
|
|
"manifest.authority_binding",
|
|
"#681 requires a replay-validated resolved authority context with an open downstream gate",
|
|
)
|
|
if manifest["capability_envelope"]["state"] != "within_v1":
|
|
_fail(
|
|
"manifest.capability_envelope",
|
|
"#681 requires the replay-validated packet to be within the #667 V1 envelope",
|
|
)
|
|
return binding
|
|
|
|
|
|
def finalize_advisory(
|
|
draft: dict[str, Any],
|
|
inventory: dict[str, Any],
|
|
packet_root: Path | str,
|
|
context: dict[str, Any],
|
|
registry: dict[str, Any],
|
|
resolved: dict[str, Any],
|
|
manifest: dict[str, Any],
|
|
session_sources: Mapping[str, str],
|
|
) -> dict[str, Any]:
|
|
"""Finalize explicit evaluator judgments after exact #667 replay."""
|
|
|
|
binding = _preflight(
|
|
manifest, inventory, packet_root, context, registry, resolved
|
|
)
|
|
judgments = _validate_draft(draft)
|
|
applicability_unresolved = _overlay_applicability_unresolved(manifest)
|
|
# Do not inspect supplied content when authority applicability is unresolved.
|
|
# Draft observations are still parsed so any attempt to target such a
|
|
# requirement fails as an explicit ineligible judgment below.
|
|
contents = (
|
|
{}
|
|
if applicability_unresolved
|
|
else _validate_session_contents(session_sources)
|
|
)
|
|
artifacts, observations = _artifact_indexes(inventory, manifest)
|
|
unknown_sources = set(contents) - set(artifacts)
|
|
if unknown_sources:
|
|
_fail("session_contents", f"unknown artifact id(s): {', '.join(sorted(unknown_sources))}")
|
|
|
|
entries_by_requirement: dict[str, list[dict[str, Any]]] = {}
|
|
requirement_refs: dict[str, dict[str, Any]] = {}
|
|
for entry in manifest["entries"]:
|
|
requirement_id = entry["requirement_ref"]["requirement_id"]
|
|
previous = requirement_refs.setdefault(requirement_id, entry["requirement_ref"])
|
|
if previous != entry["requirement_ref"]:
|
|
_fail("manifest.entries", f"inconsistent requirement_ref for {requirement_id}")
|
|
entries_by_requirement.setdefault(requirement_id, []).append(entry)
|
|
|
|
judgments_by_expectation: dict[tuple[str, str], list[dict[str, Any]]] = {}
|
|
for judgment in judgments:
|
|
judgments_by_expectation.setdefault(
|
|
(judgment["requirement_id"], judgment["expectation_pointer"]), []
|
|
).append(judgment)
|
|
|
|
results: list[dict[str, Any]] = []
|
|
consumed_judgments: set[tuple[str, str]] = set()
|
|
row_counter = [0]
|
|
for requirement_id, entries in entries_by_requirement.items():
|
|
requirement_ref = requirement_refs[requirement_id]
|
|
requirement = _pointer_get(
|
|
registry,
|
|
requirement_ref["requirement_pointer"],
|
|
f"manifest requirement {requirement_id}",
|
|
)
|
|
if not isinstance(requirement, dict) or requirement.get("requirement_id") != requirement_id:
|
|
_fail("manifest.entries", f"requirement pointer mismatch for {requirement_id}")
|
|
if digest(requirement) != requirement_ref["requirement_digest"]:
|
|
_fail("manifest.entries", f"requirement digest mismatch for {requirement_id}")
|
|
ineligible = _ineligible_result(
|
|
requirement_ref,
|
|
requirement,
|
|
entries,
|
|
applicability_unresolved=applicability_unresolved,
|
|
)
|
|
if ineligible is not None:
|
|
results.append(ineligible)
|
|
continue
|
|
|
|
allowed_artifacts = {
|
|
artifact_id
|
|
for entry in entries
|
|
if entry["responsibility"] == "packet_owned" and entry["status"] == "DOCUMENTED"
|
|
for artifact_id in entry["matched_artifact_ids"]
|
|
}
|
|
findings: list[dict[str, Any]] = []
|
|
for index, expectation in enumerate(requirement["structured_expectations"]):
|
|
pointer = requirement_ref["requirement_pointer"] + f"/structured_expectations/{index}"
|
|
key = (requirement_id, pointer)
|
|
finding = _finding_from_judgments(
|
|
requirement_ref=requirement_ref,
|
|
expectation=expectation,
|
|
expectation_pointer=pointer,
|
|
judgments=judgments_by_expectation.get(key, []),
|
|
allowed_artifacts=allowed_artifacts,
|
|
artifacts=artifacts,
|
|
observations=observations,
|
|
session_contents=contents,
|
|
row_counter=row_counter,
|
|
)
|
|
consumed_judgments.add(key)
|
|
findings.append(finding)
|
|
|
|
if any(row["coverage_check_state"] == "not_checked" for row in findings):
|
|
check_state = "not_checked"
|
|
status = None
|
|
reasons = sorted(
|
|
{
|
|
reason
|
|
for row in findings
|
|
if row["coverage_check_state"] == "not_checked"
|
|
for reason in row["reason_codes"]
|
|
}
|
|
)
|
|
else:
|
|
check_state = "performed"
|
|
finding_statuses = [row["advisory_coverage_status"] for row in findings]
|
|
if "CONFLICTING" in finding_statuses:
|
|
status = "CONFLICTING"
|
|
elif "NOT_LOCATED" in finding_statuses:
|
|
status = "NOT_LOCATED"
|
|
else:
|
|
status = "DOCUMENTED"
|
|
reasons = [STATUS_REASON[status]]
|
|
results.append(
|
|
{
|
|
"requirement_ref": copy.deepcopy(requirement_ref),
|
|
"authority_anchor_ref": _authority_anchor_ref(
|
|
requirement, requirement_ref["requirement_pointer"]
|
|
),
|
|
"deterministic_entry_refs": [_manifest_entry_ref(row) for row in entries],
|
|
"coverage_check_state": check_state,
|
|
"advisory_coverage_status": status,
|
|
"reason_codes": reasons,
|
|
"expectation_findings": findings,
|
|
}
|
|
)
|
|
|
|
extra = set(judgments_by_expectation) - consumed_judgments
|
|
if extra:
|
|
formatted = ", ".join(f"{req}:{pointer}" for req, pointer in sorted(extra))
|
|
_fail("draft.judgments", f"targets ineligible or unknown expectations: {formatted}")
|
|
|
|
context_pointer = binding["context_pointer"]
|
|
registry_pointer = binding["registry_pointer"]
|
|
report: dict[str, Any] = {
|
|
"schema_version": REPORT_SCHEMA_VERSION,
|
|
"layer": LAYER,
|
|
"evaluation_status": EVALUATION_STATUS,
|
|
"input_binding": {
|
|
"manifest_schema_version": manifest["schema_version"],
|
|
"manifest_digest": manifest["manifest_digest"],
|
|
"inventory_id": manifest["inventory_pointer"]["inventory_id"],
|
|
"inventory_digest": manifest["inventory_pointer"]["inventory_digest"],
|
|
"observation_digest": manifest["packet_pointer"]["observation_digest"],
|
|
"context_record_id": context_pointer["context_record_id"],
|
|
"context_digest": context_pointer["context_digest"],
|
|
"registry_id": registry_pointer["registry_id"],
|
|
"registry_version": registry_pointer["registry_version"],
|
|
"registry_as_of": registry_pointer["as_of"],
|
|
"registry_digest": registry_pointer["registry_digest"],
|
|
"resolved_digest": binding["resolved_digest"],
|
|
},
|
|
"deterministic_status": {
|
|
"review_pathway": manifest["administrative_status"]["review_pathway"],
|
|
"submission_readiness": manifest["administrative_status"]["submission_readiness"],
|
|
"authorization_status": copy.deepcopy(
|
|
manifest["administrative_status"]["authorization_status"]
|
|
),
|
|
"review_timeline": manifest["administrative_status"]["review_timeline"],
|
|
"acceptance_status": manifest["acceptance_boundary"]["status"],
|
|
},
|
|
"requirement_results": results,
|
|
"excluded_requirements": copy.deepcopy(manifest["excluded_requirements"]),
|
|
"boundary": {
|
|
"deterministic_status_unchanged": True,
|
|
"submission_readiness_unchanged": True,
|
|
"authorization_status_unchanged": True,
|
|
"institutional_acceptance_unchanged": True,
|
|
"adequacy_not_assessed": True,
|
|
},
|
|
}
|
|
report["report_digest"] = digest(report)
|
|
_enforce_advisory_byte_limit(report)
|
|
return report
|
|
|
|
|
|
def validate_advisory(
|
|
advisory: dict[str, Any],
|
|
draft: dict[str, Any],
|
|
inventory: dict[str, Any],
|
|
packet_root: Path | str,
|
|
context: dict[str, Any],
|
|
registry: dict[str, Any],
|
|
resolved: dict[str, Any],
|
|
manifest: dict[str, Any],
|
|
session_sources: Mapping[str, str],
|
|
) -> None:
|
|
"""Require canonical exact replay from every named input."""
|
|
|
|
_preflight(manifest, inventory, packet_root, context, registry, resolved)
|
|
_enforce_advisory_byte_limit(advisory)
|
|
expected = finalize_advisory(
|
|
draft,
|
|
inventory,
|
|
packet_root,
|
|
context,
|
|
registry,
|
|
resolved,
|
|
manifest,
|
|
session_sources,
|
|
)
|
|
if _canonical_bytes(advisory) != _canonical_bytes(expected):
|
|
_fail("report", "does not exactly match deterministic replay from named inputs")
|
|
|
|
|
|
def _md(value: Any) -> str:
|
|
if value is None:
|
|
return "not checked"
|
|
return "".join(
|
|
f"&#{ord(character)};"
|
|
if (
|
|
character.isascii()
|
|
and not character.isalnum()
|
|
and not character.isspace()
|
|
)
|
|
or unicodedata.category(character) in {"Cc", "Cf", "Zl", "Zp"}
|
|
else character
|
|
for character in str(value)
|
|
)
|
|
|
|
|
|
def render_advisory(
|
|
advisory: dict[str, Any],
|
|
draft: dict[str, Any],
|
|
inventory: dict[str, Any],
|
|
packet_root: Path | str,
|
|
context: dict[str, Any],
|
|
registry: dict[str, Any],
|
|
resolved: dict[str, Any],
|
|
manifest: dict[str, Any],
|
|
session_sources: Mapping[str, str],
|
|
*,
|
|
page: int = 1,
|
|
page_size: int = 25,
|
|
) -> str:
|
|
"""Replay and render the final advisory plus replay-bound evidence pages."""
|
|
|
|
validate_advisory(
|
|
advisory,
|
|
draft,
|
|
inventory,
|
|
packet_root,
|
|
context,
|
|
registry,
|
|
resolved,
|
|
manifest,
|
|
session_sources,
|
|
)
|
|
if isinstance(page, bool) or not isinstance(page, int) or page < 1:
|
|
_fail("page", "must be a positive integer")
|
|
if (
|
|
isinstance(page_size, bool)
|
|
or not isinstance(page_size, int)
|
|
or page_size < 1
|
|
or page_size > MAX_RENDER_PAGE_SIZE
|
|
):
|
|
_fail("page_size", f"must be an integer from 1 through {MAX_RENDER_PAGE_SIZE}")
|
|
deterministic = advisory["deterministic_status"]
|
|
authorization = deterministic["authorization_status"]
|
|
lines = [
|
|
"# LLM-ADVISORY Content-Coverage Advisory",
|
|
"",
|
|
"Evaluation status: UNMEASURED",
|
|
"",
|
|
"This advisory records bounded passage observations only. It does not assess adequacy or alter deterministic packet status, submission readiness, authorization, or institutional acceptance.",
|
|
"",
|
|
"## Deterministic Status — Copied Unchanged",
|
|
"",
|
|
f"Review pathway: {deterministic['review_pathway']}",
|
|
f"Submission readiness: {deterministic['submission_readiness']}",
|
|
f"Authorization status: {authorization['value']}",
|
|
f"Review timeline: {deterministic['review_timeline']}",
|
|
f"Authorization source reference: {_md(authorization['source_reference'])}",
|
|
f"Authorization provenance: {_md(authorization['provenance'])}",
|
|
f"Institutional acceptance: {deterministic['acceptance_status']}",
|
|
"",
|
|
"## Requirement Results",
|
|
"",
|
|
"| Requirement | Authority source | Provision | Effective date | Anchor pointer | Anchor digest | Authority URL | Check state | LLM-ADVISORY coverage status | Reasons | Expectations |",
|
|
"|---|---|---|---|---|---|---|---|---|---|---|",
|
|
]
|
|
if advisory["requirement_results"]:
|
|
for result in advisory["requirement_results"]:
|
|
lines.append(
|
|
"| "
|
|
+ " | ".join(
|
|
_md(value)
|
|
for value in (
|
|
result["requirement_ref"]["requirement_id"],
|
|
result["authority_anchor_ref"]["source_id"],
|
|
result["authority_anchor_ref"]["provision"],
|
|
result["authority_anchor_ref"]["effective_date"],
|
|
result["authority_anchor_ref"]["authority_anchor_pointer"],
|
|
result["authority_anchor_ref"]["authority_anchor_digest"],
|
|
result["authority_anchor_ref"]["authority_url"],
|
|
result["coverage_check_state"],
|
|
result["advisory_coverage_status"],
|
|
", ".join(result["reason_codes"]),
|
|
len(result["expectation_findings"]),
|
|
)
|
|
)
|
|
+ " |"
|
|
)
|
|
else:
|
|
lines.append(
|
|
"| none | none | none | none | none | none | none | none | none | "
|
|
"no applicable advisory requirement results | 0 |"
|
|
)
|
|
|
|
lines.extend(
|
|
[
|
|
"",
|
|
"## Excluded Requirements",
|
|
"",
|
|
"| Requirement | Requirement pointer | Applicability | Exclusion basis |",
|
|
"|---|---|---|---|",
|
|
]
|
|
)
|
|
if advisory["excluded_requirements"]:
|
|
for excluded in advisory["excluded_requirements"]:
|
|
lines.append(
|
|
"| "
|
|
+ " | ".join(
|
|
_md(value)
|
|
for value in (
|
|
excluded["requirement_ref"]["requirement_id"],
|
|
excluded["requirement_ref"]["requirement_pointer"],
|
|
excluded["requirement_ref"]["applicability"],
|
|
excluded["exclusion_basis"],
|
|
)
|
|
)
|
|
+ " |"
|
|
)
|
|
else:
|
|
lines.append("| none | none | none | none |")
|
|
|
|
all_rows = [
|
|
row
|
|
for result in advisory["requirement_results"]
|
|
for finding in result["expectation_findings"]
|
|
for row in finding["evidence_rows"]
|
|
]
|
|
if all_rows:
|
|
lines.extend(["", "## Bounded Evidence Rows", ""])
|
|
lines.append(
|
|
render_evidence_rows_markdown(
|
|
all_rows,
|
|
page=page,
|
|
page_size=page_size,
|
|
session_sources=session_sources,
|
|
).rstrip("\n")
|
|
)
|
|
lines.append("")
|
|
elif page != 1:
|
|
_fail("page", "cannot exceed page 1 when no evidence rows exist")
|
|
lines.extend(
|
|
[
|
|
"> **Human-subjects boundary:** This output does not authorize recruitment, consent, access to identifiable data, intervention, or data collection.",
|
|
"",
|
|
]
|
|
)
|
|
return "\n".join(lines)
|
|
|
|
|
|
def _session_map(path: Path) -> dict[str, str]:
|
|
try:
|
|
value = load_json(path)
|
|
except (ContractError, OSError, ValueError, RecursionError, UnicodeError) as exc:
|
|
raise ContentCoverageAdvisoryInputError(str(exc)) from exc
|
|
try:
|
|
return _validate_session_contents(value)
|
|
except ContentCoverageAdvisoryError as exc:
|
|
raise ContentCoverageAdvisoryInputError(str(exc)) from exc
|
|
|
|
|
|
def _emit(text: str, output: Path | None) -> None:
|
|
if output is None:
|
|
sys.stdout.write(text)
|
|
else:
|
|
output.write_text(text, encoding="utf-8")
|
|
|
|
|
|
def _parser() -> argparse.ArgumentParser:
|
|
parser = argparse.ArgumentParser(description=__doc__, allow_abbrev=False)
|
|
subparsers = parser.add_subparsers(dest="command", required=True)
|
|
for name in ("build", "validate", "render"):
|
|
command = subparsers.add_parser(name, allow_abbrev=False)
|
|
command.add_argument("--draft", type=Path, required=True)
|
|
command.add_argument("--manifest", type=Path, required=True)
|
|
command.add_argument("--inventory", type=Path, required=True)
|
|
command.add_argument("--packet-root", type=Path, required=True)
|
|
command.add_argument("--context", type=Path, required=True)
|
|
command.add_argument("--registry", type=Path, required=True)
|
|
command.add_argument("--resolved", type=Path, required=True)
|
|
command.add_argument("--source-map", type=Path, required=True)
|
|
if name in {"validate", "render"}:
|
|
command.add_argument("--advisory", type=Path, required=True)
|
|
if name in {"build", "render"}:
|
|
command.add_argument("--output", type=Path)
|
|
if name == "render":
|
|
command.add_argument("--page", type=int, default=1)
|
|
command.add_argument("--page-size", type=int, default=25)
|
|
return parser
|
|
|
|
|
|
def main(argv: list[str] | None = None) -> int:
|
|
args = _parser().parse_args(argv)
|
|
try:
|
|
manifest = load_json(args.manifest)
|
|
inventory = load_json(args.inventory)
|
|
context = load_json(args.context)
|
|
registry = load_json(args.registry)
|
|
resolved = load_json(args.resolved)
|
|
# The deterministic replay/gates precede even opening advisory draft or
|
|
# session-content paths. A closed gate cannot be turned into an input
|
|
# read oracle by naming an unavailable --source-map.
|
|
_preflight(
|
|
manifest,
|
|
inventory,
|
|
args.packet_root,
|
|
context,
|
|
registry,
|
|
resolved,
|
|
)
|
|
draft = load_json(args.draft)
|
|
# Overlay selection may remain explicitly unprovided while the base
|
|
# authority gate is open. In that state #681 reports applicability as
|
|
# unresolved and must not even open the named content map.
|
|
session_sources = (
|
|
{}
|
|
if _overlay_applicability_unresolved(manifest)
|
|
else _session_map(args.source_map)
|
|
)
|
|
if args.command == "build":
|
|
advisory = finalize_advisory(
|
|
draft,
|
|
inventory,
|
|
args.packet_root,
|
|
context,
|
|
registry,
|
|
resolved,
|
|
manifest,
|
|
session_sources,
|
|
)
|
|
# Do not append a transport newline: an exactly 8 MiB canonical
|
|
# carrier must remain loadable through the shared 8 MiB JSON cap.
|
|
_emit(_canonical_bytes(advisory).decode("utf-8"), args.output)
|
|
return 0
|
|
advisory = load_json(args.advisory)
|
|
validate_advisory(
|
|
advisory,
|
|
draft,
|
|
inventory,
|
|
args.packet_root,
|
|
context,
|
|
registry,
|
|
resolved,
|
|
manifest,
|
|
session_sources,
|
|
)
|
|
if args.command == "validate":
|
|
print("Content-coverage advisory validation passed (#681).")
|
|
return 0
|
|
_emit(
|
|
render_advisory(
|
|
advisory,
|
|
draft,
|
|
inventory,
|
|
args.packet_root,
|
|
context,
|
|
registry,
|
|
resolved,
|
|
manifest,
|
|
session_sources,
|
|
page=args.page,
|
|
page_size=args.page_size,
|
|
),
|
|
args.output,
|
|
)
|
|
return 0
|
|
except ContentCoverageAdvisoryInputError as exc:
|
|
print(f"ERROR: {exc}", file=sys.stderr)
|
|
return 2
|
|
except (
|
|
ContentCoverageAdvisoryError,
|
|
ContractError,
|
|
EvidenceRowError,
|
|
OSError,
|
|
ValueError,
|
|
RecursionError,
|
|
UnicodeError,
|
|
) as exc:
|
|
print(f"ERROR: {exc}", file=sys.stderr)
|
|
return 2
|
|
|
|
|
|
__all__ = [
|
|
"ContentCoverageAdvisoryError",
|
|
"ContentCoverageAdvisoryInputError",
|
|
"DRAFT_SCHEMA_VERSION",
|
|
"EVALUATION_STATUS",
|
|
"LAYER",
|
|
"REPORT_SCHEMA_VERSION",
|
|
"finalize_advisory",
|
|
"main",
|
|
"render_advisory",
|
|
"validate_advisory",
|
|
]
|
|
|
|
|
|
if __name__ == "__main__":
|
|
raise SystemExit(main())
|